Feb 9, 2018 Hong Kong's Securities and Futures Commission has fined Credit and failure to disclose certain information about contract notes to clients.

Hong Kong shares opened sharply down on a Black Friday for stocks. Hang Seng index opened down 1789 points, which was the lowest level of the day. Shenzhen Securities Information Co. Ltd Hong Kong Securities Clearing Company Limited operates as a finance company. The Company specializes in trading and clearing securities and derivatives in equities, commodities, fixed income, and Overview: Trading Stocks in Hong Kong. Securities trading began in Hong Kong in 1866, but a formal stock market did not exist until the opening of the Hong Kong Stock Exchange (SEHK) in 1914 Company profile page for China International Capital Corp Hong Kong Securities Ltd including stock price, company news, press releases, executives, board members, and contact information.

Aug 17, 2018 The Securities and Futures Commission (“SFC”) Consultation Paper on the OTC derivatives regime for Hong Kong – Proposed margin We note that physically settled FX forwards, FX swaps and the "FX transaction" 

Welcome to Hong Kong Exchanges and Clearing Market Website. Find information for the HKEX's news, market data, stock quotes, market data, listing matter, products information and market operations information. Hong Kong shares opened sharply down on a Black Friday for stocks. Hang Seng index opened down 1789 points, which was the lowest level of the day. Shenzhen Securities Information Co. Ltd Hong Kong Securities Clearing Company Limited operates as a finance company. The Company specializes in trading and clearing securities and derivatives in equities, commodities, fixed income, and Overview: Trading Stocks in Hong Kong. Securities trading began in Hong Kong in 1866, but a formal stock market did not exist until the opening of the Hong Kong Stock Exchange (SEHK) in 1914 Company profile page for China International Capital Corp Hong Kong Securities Ltd including stock price, company news, press releases, executives, board members, and contact information.

From 1 April 2003 onwards, the Securities and Futures Commission. (SFC) is given the power, (l) additional requirements for non-Hong Kong based schemes.

An individual will need one licence or registration to carry on different types of RA . The LEs have been approved by the Securities and Futures Commission (SFC)   Apr 21, 2017 Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules means a contract entered into in Hong Kong by an intermediary with or the rate or amount of commission payable in connection with the  May 22, 2019 The Securities and Futures Commission (SFC) has banned Mr Wang Can, representative of China Galaxy International Securities (Hong Kong) Co., information related to its clients or potential clients (Notes 3, 4 & 5). The Development: The Securities and Futures Commission in Hong Kong proposes an However, the SFC notes that whitewash waivers have been viewed as  Feb 9, 2018 Hong Kong's Securities and Futures Commission has fined Credit and failure to disclose certain information about contract notes to clients.

From 1 April 2003 onwards, the Securities and Futures Commission. (SFC) is given the power, (l) additional requirements for non-Hong Kong based schemes.

Welcome to Hong Kong Exchanges and Clearing Market Website. Find information for the HKEX's news, market data, stock quotes, market data, listing matter, products information and market operations information. Hong Kong shares opened sharply down on a Black Friday for stocks. Hang Seng index opened down 1789 points, which was the lowest level of the day. Shenzhen Securities Information Co. Ltd Hong Kong Securities Clearing Company Limited operates as a finance company. The Company specializes in trading and clearing securities and derivatives in equities, commodities, fixed income, and Overview: Trading Stocks in Hong Kong. Securities trading began in Hong Kong in 1866, but a formal stock market did not exist until the opening of the Hong Kong Stock Exchange (SEHK) in 1914 Company profile page for China International Capital Corp Hong Kong Securities Ltd including stock price, company news, press releases, executives, board members, and contact information. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance;

The Securities and Futures Commission and Hong Kong Monetary Authority will have to fully collateralise counterparty risk exposure from their P-note issuers.

Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. The Stock Exchange of Hong Kong Limited (SEHK) Hong Kong Securities Clearing Company Limited (HKSCC) Hong Kong Futures Exchange Limited (HKFE) HKFE Clearing Corporation Limited (HKCC) The SEHK Options Clearing House Limited (SEOCH) SFC Alert List on Unlicensed Entities and Suspicious Websites Hong Kong Securities Clearing Company Limited operates as a finance company. The Company specializes in trading and clearing securities and derivatives in equities, commodities, fixed income, and Hong Kong Securities Association (HKSA) 《formerly known as Hong Kong Stockbrokers Association》is a non-profit making industry Association founded in 1978. The membership of the Association is divided into three categories: voting member, ordinary member, and associate member. Hong Kong Securities. Hong Kong stock market opens from 9:30 am to 12:00 noon and from 1:00 pm to 4:10 pm. Via Mason Securities' trading platforms, customers can enjoy fast and convenient trading experience at anytime! Shanghai-Hong Kong /Shenzhen-Hong Kong Stock Connect. The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key financial market in China. Your deposits are safeguarded in separate accounts with Hong Kong’s largest banks including HSBC and Bank of China. Your stocks are held in custody at the Hong Kong Exchanges and Clearing Limited (HKEx)’s securities settlement system

BGC Securities (Hong Kong) office. BGC Securities (Hong Kong), LLC is regulated by the Securities and Futures Commission to deal with securities related products. Our brokers deal in government and corporate bonds, US treasury trades and convertible bonds in all Asian emerging markets as well as in the US and Europe. The primary financial regulator in Hong Kong responsible for overseeing forex and contract for difference (CFD) trading is known as the Hong Kong Securities and Futures Commission (HKSFC). This regulatory body oversees all financial companies operating in the securities and futures market in Hong Kong. Drafting and Making Legislation in Hong Kong Drafting Legislation in Hong Kong— A Guide to Styles and Practices How Legislation is Made in Hong Kong— A Drafter’s View of the Process